As a Manager on Sequoia’s Institutional Services team, my role is to aid our advisors and clients in utilizing our Prudent Expert System®. This role includes support of the Plan Sponsor through documentation of committee meetings, developing an ERISA specific investment menu, monitoring investments through a tailored Investment Policy Statement, and record retention of key documents.
By leveraging firm resources and industry expertise, I assist the Plan Sponsor in maintaining a compliant and productive plan. My job is to provide support to the fiduciary, and streamline the overall plan operation.
I also maintain a strong focus on Participant success within the plan. This is achieved by educating Participants in group and individual one-on-one meetings, developing appropriate retirement goals, savings rates, and asset allocation, and assisting Participants with a variety of questions ranging from plan highlights, and rollovers, to current economic outlook.
My professional experience and personal passion consists of a background in client services and one on one consulting, which provides me with the skill set to assist our Plan Sponsors and Participants in making knowledgeable and informed decisions.
Professional Accreditations & Education
- Certified Plan Fiduciary Advisor (CPFA)
- Aquired the Series 7 registration (inactive)
- Loves spending time with family
- Enjoys the outdoors, sports, and chess
- Lives in Solon, Ohio with his wife and two daughters
- Joined Sequoia in 2013